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RIA / WealthAdvisorCertified Financial Planner14 years in industry

Kevin Peter Roche

Advisor at FARTHER

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:5c6e3ee2-d0e1-146b-0b6b-a8aff9c00ba3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 29, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FARTHER
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 28, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Nov 28, 2011
First registration: Nov 29, 2011
Dual registered: no
Other names: KEVIN PETER KLOPCHIC-ROCHE|KEVIN P ROCHE
IAPD individual key: 5279663

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Farther	Independent wealth	Jan 27, 2025	n/a	yes	SAN FRANCISCO, CA	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Nov 2, 2018	Mar 14, 2024	no	SAN FRANCISCO, CA\|San Francisco, CA\|PALO ALTO, CA	Previous registration
ASSEMBLY WEALTH	Independent wealth	May 12, 2016	Jul 31, 2017	no	MILL VALLEY, CA	Previous registration
FISHER INVESTMENTS	Independent wealth	Nov 29, 2011	May 5, 2016	no	SAN MATEO, CA\|PLANO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	Farther	Mar 14, 2024	Jan 27, 2025	319	Firm change	Ibd to RIA
ASSEMBLY WEALTH	ADVICE AND PLANNING SERVICES	Jul 31, 2017	Nov 2, 2018	459	Firm change after gap	Other
FISHER INVESTMENTS	ASSEMBLY WEALTH	May 5, 2016	May 12, 2016	7	Firm change	Other

Relationships

Registered with (4)

→ FARTHERRegistered adviserregistration: current employment
Jan 27, 2025 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Nov 2, 2018 to Mar 14, 2024factForm ADV
→ ASSEMBLY WEALTHRegistered adviserregistration: previous registration
May 12, 2016 to Jul 31, 2017factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Nov 29, 2011 to May 5, 2016factForm ADV

Dated events

Occurred
Mar 14, 2024
Advisor changed firm
Kevin Peter Roche left Advice And Planning Services for Farther (registered 2025-01-27)
Form ADVobserved 6 days ago