DFX Intelligence

A•••• S•••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

A•••• S•••• R•••••••••

Advisor at L•• F•••••••• L••

HOUSTON, TX | CYPRESS, TX

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Search this name across graphsid dfx:ria:5c7b6737-4332-80bd-7c65-761f86e86578

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 5, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 22, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 5, 2012	n/a	yes	HOUSTON, TX\|CYPRESS, TX	Current employment
E••••• J••••	National bd RIA	Apr 5, 2007	Oct 8, 2012	no	ST LOUIS, MO\|HOUSTON, TX\|HOCKLEY, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	L•• F•••••••• L••	Oct 8, 2012	Oct 5, 2012	-3	Firm change	Other

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 5, 2012 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Apr 5, 2007 to Oct 8, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c7b6737-4332-80bd-7c65-761f86e86578
First observed: Apr 5, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.