DFX Intelligence

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

SEAN AJAY MOORE

Advisor at MOORE WEALTH

FREDERICK, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5c7d4716-d7bf-82da-89bd-fbef5351135f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 1, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MOORE WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: May 31, 2018
First registration: Jun 1, 2018
Dual registered: no
Other names: SEAN A MOORE|SEAN MOORE
IAPD individual key: 5894573

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MOORE WEALTH	Independent wealth	Apr 3, 2023	n/a	yes	FREDERICK, MD	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jun 1, 2018	Apr 4, 2023	no	FREDERICK, MD\|FREDERICK, MD\|Park City, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	MOORE WEALTH	Apr 4, 2023	Apr 3, 2023	-1	Firm change	Ibd to new firm

Relationships

Registered with (2)

→ MOORE WEALTHRegistered adviserregistration: current employment
Apr 3, 2023 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Jun 1, 2018 to Apr 4, 2023factForm ADV

Dated events

Occurred
Apr 4, 2023
Advisor changed firm
Sean Ajay Moore left Commonwealth Financial Network for Moore Wealth (registered 2023-04-03)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c7d4716-d7bf-82da-89bd-fbef5351135f
First observed: Jun 1, 2018
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SEAN AJAY MOORE

Advisor at MOORE WEALTH

FREDERICK, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5c7d4716-d7bf-82da-89bd-fbef5351135f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MOORE WEALTH

Independent wealth

Apr 3, 2023

n/a

yes

FREDERICK, MD

Current employment

COMMONWEALTH FINANCIAL NETWORK

National bd RIA

Jun 1, 2018

Apr 4, 2023

FREDERICK, MD|FREDERICK, MD|Park City, UT

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

COMMONWEALTH FINANCIAL NETWORK

MOORE WEALTH

Apr 4, 2023

Apr 3, 2023

-1

Firm change

Ibd to new firm