DFX Intelligence

L••••••• C•••••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

L••••••• C•••••••• C••••••

Advisor at S•••••• P•••••••• L••

Waltham, MA | O••••, NE

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Search this name across graphsid dfx:ria:5c7fdb00-3123-7fda-271c-5cda78fa6144

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 11, 2025 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• P•••••••• L••	Independent wealth	Oct 17, 2025	n/a	yes	O••••, NE\|Waltham, MA	Current employment
M••••• O• O•••• I••••••• S•••••••• I•••	Independent wealth	Feb 11, 2025	Aug 8, 2025	no	BRAINTREE, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• O• O•••• I••••••• S•••••••• I•••	S•••••• P•••••••• L••	Aug 8, 2025	Oct 17, 2025	70	Firm change	RIA to RIA

Relationships

Registered with (2)

→ S•••••• P•••••••• L••Registered adviserregistration: current employment
Oct 17, 2025 to presentfactForm ADV
→ M••••• O• O•••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 11, 2025 to Aug 8, 2025factForm ADV

Dated events

Occurred
Aug 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c7fdb00-3123-7fda-271c-5cda78fa6144
First observed: Feb 11, 2025
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.