DFX Intelligence

C••••• C••••••••• I••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

C••••• C••••••••• I••••••••• L••

CRD 310129

OAKLAND, CA

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Search this name across graphsid dfx:ria:5c84ecd4-3984-35f4-f92e-258f63a40cf1

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 5
On other graphs: 0
Observed: Jul 16, 2020 to Mar 25, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.18 fund_share=0.36 institutional_share=0.46 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $348M••• Locked
Discretionary RAUM: $348M
Private client RAUM: $62.3Mderived••• Locked
Private client share: 18%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $87.1Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Z•••••• R•••• S••••	n/a	Albany, CA	6	13	n/a	no
B••••• M•••••	n/a	Laguna Beach, CA	4	10

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
O••• S••••••• I••	PARENT COMPANY	E	yes	07/2020	Jun 14, 2021	Dec 9, 2024
R••••••••• J••••• M••••••• M••••	CO-FOUNDER	C	yes	03/2016	Jul 16, 2020	Dec 9, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$348M	$233M	49.8%	$45.7M	96.8%	4	5	0	0

Relationships

Registered with (6)

← J•••• M••••••• M•••• R•••••••••Advisorregistration: current employment
Dec 14, 2023 to presentfactForm ADV
← T•••• W•••••••• B••••Advisorregistration: current employment
Sep 8, 2022 to presentfactForm ADV
← B••••• M•••••Advisorregistration: current employment
Nov 16, 2021 to presentfactForm ADV
← Z•••••• R•••• S••••

Dated events

Occurred
Mar 25, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$116M
Occurred
May 22, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 28, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$110M
Occurred
Mar 27, 2024
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c84ecd4-3984-35f4-f92e-258f63a40cf1
First observed: Jul 16, 2020
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.