DFX Intelligence

K••••••• M•• K••• L•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

K••••••• M•• K••• L•

Advisor at M••••• S••••••

Honolulu, HI

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Search this name across graphsid dfx:ria:5c9832d0-d2ed-1090-3444-ed8babec3934

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 22, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Feb 28, 2020	n/a	yes	Honolulu, HI	Current employment
B••••• A•••••••	Former SEC adviser	Oct 22, 2014	Mar 2, 2020	no	HONOLULU, HI\|HONOLULU, HI\|Honolulu, HI\|Honolulu, HI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• A•••••••	M••••• S••••••	Mar 2, 2020	Feb 28, 2020	-3	Firm change	RIA to wirehouse

Relationships

Registered with (2)

→ M••••• S••••••Registered adviserregistration: current employment
Feb 28, 2020 to presentfactForm ADV
→ B••••• A•••••••Registered adviserregistration: previous registration
Oct 22, 2014 to Mar 2, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c9832d0-d2ed-1090-3444-ed8babec3934
First observed: Oct 22, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.