DFX Intelligence

L•• H••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

L•• H••••• L••••

Advisor at L•• F•••••••• L••

SACRAMENTO, CA

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Search this name across graphsid dfx:ria:5c9b6506-8dce-302b-d335-8fef51000311

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 13, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 4, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 31, 2007	n/a	yes	SACRAMENTO, CA\|SACRAMENTO, CA	Current employment
S••• B•••••••• S•••••••	n/a	Nov 13, 2002	Nov 6, 2007	no	SACRAMENTO, CA\|SACRAMENTO, CA\|SACRAMENTO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••• B•••••••• S•••••••	L•• F•••••••• L••	Nov 6, 2007	Aug 31, 2007	-67	Firm change after gap	Other

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 31, 2007 to presentfactForm ADV
→ S••• B•••••••• S•••••••Registered adviserregistration: previous registration
Nov 13, 2002 to Nov 6, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c9b6506-8dce-302b-d335-8fef51000311
First observed: Nov 13, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.