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Advisor at EDWARD JONES
SHREVEPORT, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Aug 20, 2018 | n/a | yes | SHREVEPORT, LA | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Aug 20, 2018 | no | Shreveport, LA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 4, 2017 | Mar 25, 2017 | no | SHREVEPORT, LA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 23, 2015 | Nov 27, 2015 | no | SHREVEPORT, LA|SHREVEPORT, LA | Previous registration |
| INTRUA ADVISORY GROUP LLC | Former SEC adviser | Mar 4, 2015 | May 22, 2015 | no | SHREVEPORT, LA | Previous registration |
| EDWARD JONES | National bd RIA | Sep 4, 2012 | Feb 6, 2015 | no | SHREVEPORT, LA|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | EDWARD JONES | Aug 20, 2018 | Aug 20, 2018 | 0 | Firm change | Ibd to ibd |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| LPL FINANCIAL LLC | MSI FINANCIAL SERVICES, INC. | Nov 27, 2015 | Jan 4, 2017 | 404 | Firm change after gap | Other |
| INTRUA ADVISORY GROUP LLC | LPL FINANCIAL LLC | May 22, 2015 | Jul 23, 2015 | 62 | Firm change | Other |
| EDWARD JONES | INTRUA ADVISORY GROUP LLC | Feb 6, 2015 | Mar 4, 2015 | 26 | Firm change | Other |