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Reading the graph
Advisor at MORGAN STANLEY
Walnut Creek, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Apr 6, 2023 | n/a | yes | Walnut Creek, CA | Current employment |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Former SEC adviser | Apr 23, 2014 | May 3, 2023 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA|Walnut Creek, CA | Previous registration |
| WHV INVESTMENTS, INC. | Former SEC adviser | May 14, 2007 | Sep 19, 2014 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | MORGAN STANLEY | May 3, 2023 | Apr 6, 2023 | -27 | Firm change | Ibd to wirehouse |
| WHV INVESTMENTS, INC. | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Sep 19, 2014 | Apr 23, 2014 | -149 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108559:149777:CA:2023-04-25 | May 3, 2023 | Apr 6, 2023 | WALNUT CREEK, CA | Firm change |