DFX Intelligence

A•••••• W••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

A•••••• W••••• G••••

AWG QOFB LLC, CRD 331993

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Search this name across graphsid dfx:ria:5cbcc7a6-642e-f0ab-78fb-9e6eaaea5c9d

Data as of Oct 4, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 10, 2024 to Oct 4, 2024
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 1
Employees: 1
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D••••• L•••• S••••••	n/a	BOZEMAN, MT \| DENVER, CO	2	10	2	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•• Q••• L••	Member	E	yes	06/2024	Jun 10, 2024	Oct 4, 2024
S••••••• D•••••• L••••	MANAGING MEMBER	E	yes	06/2024	Jun 10, 2024	Oct 4, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Relationships

Controls (2)

← S••••••• D•••••• L••••OwnerMANAGING MEMBER, ownership code E, individual
Jun 10, 2024 to presentfactForm ADV
← A•• Q••• L••OwnerMEMBER, ownership code E, domestic entity
Jun 10, 2024 to presentfactForm ADV

Registered with (1)

← D••••• L•••• S••••••Advisorregistration: current employment
Jul 22, 2024 to presentfactForm ADV

Dated events

Occurred
Jun 10, 2024
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5cbcc7a6-642e-f0ab-78fb-9e6eaaea5c9d
First observed: Jun 10, 2024
Last observed: Oct 4, 2024 23 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.