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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

ANDRES FELIPE QUINTERO

Advisor at CETERA INVESTMENT ADVISERS LLC

BLOOMFIELD, NJ

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Search this name across graphsid dfx:ria:5cc22c85-c519-bbc2-923a-81596ad123a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 18, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 18, 2011
First registration: Mar 28, 2012
Dual registered: yes, broker-dealer
Other names: ANDRES QUINTERO
IAPD individual key: 5973471

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 3, 2018	n/a	yes	BLOOMFIELD, NJ	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Oct 21, 2015	Aug 8, 2016	no	Totowa, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 21, 2014	Oct 13, 2015	no	WAYNE, NJ\|MOUNTAIN LAKES, NJ	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	May 2, 2014	no	PATERSON, NJ\|CLIFTON, NJ\|LODI, NJ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Mar 28, 2012	Oct 1, 2012	no	CLIFTON, NJ\|PATERSON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	CETERA INVESTMENT ADVISERS LLC	Oct 13, 2015	Oct 21, 2015	8	Firm change	Other
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	May 2, 2014	May 21, 2014	19	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Oct 21, 2015 to Aug 8, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 21, 2014 to Oct 13, 2015factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to May 2, 2014factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Mar 28, 2012 to Oct 1, 2012factForm ADV

Dated events

No dated event names this entity yet.