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Advisor at OMEGA FINANCIAL GROUP, LLC
SANTA BARBARA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OMEGA FINANCIAL GROUP, LLC | Independent wealth | Apr 8, 2013 | n/a | yes | SANTA BARBARA, CA | Current employment |
| SANTA BARBARA ASSET MANAGEMENT, LLC | Former SEC adviser | Mar 10, 2010 | Mar 7, 2013 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SANTA BARBARA ASSET MANAGEMENT, LLC | OMEGA FINANCIAL GROUP, LLC | Mar 7, 2013 | Apr 8, 2013 | 32 | Firm change | Other |