DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

BENJAMIN CAHN

Advisor at MORGAN STANLEY

Garden City, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5cd3a4c8-6f34-6ef5-7ac0-e68140cc6f0f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 31, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 24, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: May 24, 2012
First registration: May 31, 2012
Dual registered: yes, broker-dealer
IAPD individual key: 5917986

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Oct 21, 2022	n/a	yes	Garden City, NY	Current employment
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Sep 25, 2019	Oct 31, 2022	no	New York, NY\|ARLINGTON, VA\|New York, NY\|New York, NY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 3, 2014	Sep 17, 2019	no	WEEHAWKEN, NJ\|WEEHAWKEN, NJ\|WEEHAWKEN, NJ	Previous registration
PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 9, 2014	Mar 3, 2014	no	MINNEAPOLIS, MN	Previous registration
PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 6, 2013	Dec 31, 2013	no	MINNEAPOLIS, MN	Previous registration
FIRST EMPIRE ASSET MANAGEMENT, INC	Former SEC adviser	May 31, 2012	Feb 14, 2013	no	HAUPPAUGE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E*TRADE CAPITAL MANAGEMENT, LLC	MORGAN STANLEY	Oct 31, 2022	Oct 21, 2022	-10	Channel change	RIA to wirehouse
UBS FINANCIAL SERVICES INC.	E*TRADE CAPITAL MANAGEMENT, LLC	Sep 17, 2019	Sep 25, 2019	8	Firm change	Wirehouse to RIA
PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC	UBS FINANCIAL SERVICES INC.	Mar 3, 2014	Apr 3, 2014	31	Firm change	Other
FIRST EMPIRE ASSET MANAGEMENT, INC	PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC	Feb 14, 2013	Mar 6, 2013	20	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
42159:149777:NY:2022-10-31	Oct 31, 2022	Oct 21, 2022	NEW YORK, NY	Firm change

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Oct 21, 2022 to presentfactForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 25, 2019 to Oct 31, 2022factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 3, 2014 to Sep 17, 2019factForm ADV
→ PIPER JAFFRAY INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 9, 2014 to Mar 3, 2014factForm ADV
→ FIRST EMPIRE ASSET MANAGEMENT, INCRegistered adviserregistration: previous registration
May 31, 2012 to Feb 14, 2013factForm ADV

Dated events

No dated event names this entity yet.