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Advisor at GWN SECURITIES INC.
ROCKY RIVER, OH | PALM BEACH GARDENS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GWN SECURITIES INC. | Bd affiliated wealth | Jan 22, 2008 | n/a | yes | PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL|ROCKY RIVER, OH | Current employment |
| TRANSAMERICA FINANCIAL ADVISORS, INC. | n/a | Jul 25, 2005 | Dec 31, 2007 | no | ROCKY RIVER, OH|ROCKY RIVER, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL ADVISORS, INC. | GWN SECURITIES INC. | Dec 31, 2007 | Jan 22, 2008 | 22 | Firm change | Other |