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Advisor at LPL FINANCIAL LLC
MERIDEN, CT | BRISTOL, CT | DANBURY, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 12, 2022 | n/a | yes | DANBURY, CT|BRISTOL, CT|MERIDEN, CT | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Apr 16, 2021 | Sep 7, 2022 | no | MERIDEN, CT|New City, NY | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Feb 28, 2012 | Apr 21, 2021 | no | FARMINGTON, CT|WESTPORT, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Sep 7, 2022 | Aug 12, 2022 | -26 | Firm change | Ibd to RIA |
| PARK AVENUE SECURITIES LLC | WOODBURY FINANCIAL SERVICES, INC. | Apr 21, 2021 | Apr 16, 2021 | -5 | Firm change | Ibd to ibd |