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Reading the graph
Advisor at LPL ENTERPRISE, LLC
BEDMINSTER, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | BEDMINSTER, NJ | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Sep 18, 2023 | Nov 14, 2024 | no | Basking Ridge, NJ | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | May 24, 2022 | Sep 25, 2023 | no | Iselin, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| MML INVESTORS SERVICES, LLC | PRUCO SECURITIES, LLC | Sep 25, 2023 | Sep 18, 2023 | -7 | Firm change | Ibd to ibd |