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Advisor at SUNBELT SECURITIES
HOUSTON, TX | Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SUNBELT SECURITIES | Bd affiliated wealth | Sep 26, 2012 | n/a | yes | HOUSTON, TX|HOUSTON, TX|Dallas, TX | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 6, 2005 | Apr 20, 2012 | no | MESQUITE, TX|MESQUITE, TX|MESQUITE, TX | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Nov 30, 2004 | Jul 6, 2005 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | SUNBELT SECURITIES | Apr 20, 2012 | Sep 26, 2012 | 159 | Firm change | Other |
| BANC ONE SECURITIES CORPORATION | CHASE INVESTMENT SERVICES CORP. | Jul 6, 2005 | Jul 6, 2005 | 0 | Bulk transfer | Other |