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Advisor at SIMPLICITY WEALTH
Hampshire, IL | SUMMIT, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SIMPLICITY WEALTH | Mixed wealth | Dec 21, 2022 | n/a | yes | Hampshire, IL|SUMMIT, NJ | Current employment |
| SIMPLICITY SOLUTIONS, LLC | Former SEC adviser | Jan 3, 2020 | Dec 31, 2022 | no | Hampshire, IL|MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIMPLICITY SOLUTIONS, LLC | SIMPLICITY WEALTH | Dec 31, 2022 | Dec 21, 2022 | -10 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 175009:300572:MN:2022-12-31 | Dec 31, 2022 | Dec 21, 2022 | MINNEAPOLIS, MN | Firm change |