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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

DAVID ALEXANDER STITT

Advisor at CHARLES SCHWAB & CO., INC.

San Diego, CA

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Search this name across graphsid dfx:ria:5cf7ec99-f775-0d16-b8ff-5d2aa133f747

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 8, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 8, 2004
First registration: Jan 9, 2007
Dual registered: yes, broker-dealer
Other names: DAVID A. STITT|DAVID ALEXANDER STITT|DAVID A STITT
IAPD individual key: 4173681

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 7, 2018	n/a	yes	San Diego, CA	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Dec 1, 2009	Feb 7, 2018	no	Upland, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Sep 1, 2009	no	Pasadena, CA\|ONTARIO, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jan 9, 2009	Jun 1, 2009	no	PASADENA, CA\|ONTARIO, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 9, 2007	Nov 26, 2008	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	CHARLES SCHWAB & CO., INC.	Sep 1, 2009	Dec 1, 2009	91	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	MORGAN STANLEY & CO. LLC	Nov 26, 2008	Jan 9, 2009	44	Firm change	Other

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Dec 1, 2009 to Feb 7, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Sep 1, 2009factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jan 9, 2009 to Jun 1, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 9, 2007 to Nov 26, 2008factForm ADV

Dated events

No dated event names this entity yet.