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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

MATTHEW ROBERT BOEHM

Advisor at LPL FINANCIAL LLC

FRAMINGHAM, MA

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Search this name across graphsid dfx:ria:5cf9a5ea-482f-ba82-c9a7-6ecb42f91bba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 5, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 20, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Aug 20, 1999
First registration: Nov 5, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 3242506

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 3, 2020	n/a	yes	FRAMINGHAM, MA\|FRAMINGHAM, MA	Current employment
UNIFIED WEALTH MANAGEMENT, LLC	Former SEC adviser	Apr 5, 2005	Jun 2, 2020	no	GLASTONBURY, CT\|SCOTTSDALE, AZ\|PHOENIX, AZ\|HARTFORD, CT	Previous registration
GUNNALLEN FINANCIAL, INC	n/a	Sep 16, 2004	Jul 2, 2008	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|GLASTONBURY, CT\|SCOTTSDALE, AZ\|PHOENIX, AZ	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Mar 21, 2003	Oct 11, 2004	no	PHOENIX, AZ	Previous registration
PFA/PINNACLE FINANCIAL ADVISORS	n/a	Dec 16, 2002	Dec 31, 2004	no	PHOENIX, AZ	Previous registration
ASSET & FINANCIAL PLANNING, LTD	Former SEC adviser	Nov 5, 2001	Dec 2, 2002	no	PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNIFIED WEALTH MANAGEMENT, LLC	LPL FINANCIAL LLC	Jun 2, 2020	Jun 3, 2020	1	Firm change	RIA to ibd
GUNNALLEN FINANCIAL, INC	UNIFIED WEALTH MANAGEMENT, LLC	Jul 2, 2008	Apr 5, 2005	-1,184	Firm change after gap	Other
PFA/PINNACLE FINANCIAL ADVISORS	OSAIC WEALTH, INC.	Dec 31, 2004	Mar 21, 2003	-651	Firm change after gap	Other
OSAIC WEALTH, INC.	GUNNALLEN FINANCIAL, INC	Oct 11, 2004	Sep 16, 2004	-25	Firm change	Other
ASSET & FINANCIAL PLANNING, LTD	PFA/PINNACLE FINANCIAL ADVISORS	Dec 2, 2002	Dec 16, 2002	14	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 3, 2020 to presentfactForm ADV
→ UNIFIED WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 5, 2005 to Jun 2, 2020factForm ADV
→ GUNNALLEN FINANCIAL, INCRegistered adviserregistration: previous registration
Sep 16, 2004 to Jul 2, 2008factForm ADV
→ PFA/PINNACLE FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Dec 16, 2002 to Dec 31, 2004factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Mar 21, 2003 to Oct 11, 2004factForm ADV
→ ASSET & FINANCIAL PLANNING, LTDRegistered adviserregistration: previous registration
Nov 5, 2001 to Dec 2, 2002factForm ADV

Dated events

No dated event names this entity yet.