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RIA / WealthAdvisor37 years in industry

CHARLES CHIU

Advisor at GOLDEN LAKE LLC

PARSIPPANY, NJ

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Search this name across graphsid dfx:ria:5d093a27-e908-d2dd-4324-2da6932e998f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GOLDEN LAKE LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 24, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 24, 1989
First registration: Aug 8, 2002
Dual registered: no
Other names: CHARLES CHIU
IAPD individual key: 1905910

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GOLDEN LAKE LLC	State registered	Jan 1, 2026	n/a	yes	PARSIPPANY, NJ	Current employment
WORLD ADVISORY SERVICES	Former SEC adviser	Jul 30, 2015	Dec 8, 2020	no	PARSIPPANY, NJ\|LINCROFT, NJ\|LINCROFT, NJ	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Nov 27, 2013	Jun 5, 2015	no	PARSIPPANY, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 8, 2002	Dec 2, 2013	no	MORRISTOWN, NJ\|FLORHAM PARK, NJ\|MORRISTOWN, NJ\|MORRISTOWN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WORLD ADVISORY SERVICES	GOLDEN LAKE LLC	Dec 8, 2020	Jan 1, 2026	1,850	Firm change after gap	Ibd to state RIA
AVANTAX ADVISORY SERVICES	WORLD ADVISORY SERVICES	Jun 5, 2015	Jul 30, 2015	55	Firm change	Other
WELLS FARGO ADVISORS	AVANTAX ADVISORY SERVICES	Dec 2, 2013	Nov 27, 2013	-5	Firm change	Other

Relationships

Registered with (4)

→ GOLDEN LAKE LLCRegistered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ WORLD ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 30, 2015 to Dec 8, 2020factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Nov 27, 2013 to Jun 5, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 8, 2002 to Dec 2, 2013factForm ADV

Dated events

No dated event names this entity yet.