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I•••••• M•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

I•••••• M•••• S•••••

Advisor at I••••••• A••••••• S•••••••• L••

ASUNCION | MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5d116464-79d4-4cbc-fe52-55f6e6434f1b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 14, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• A••••••• S•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 10, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• A••••••• S•••••••• L••	Mixed wealth	Jan 1, 2025	n/a	yes	MIAMI, FL\|ASUNCION	Current employment
I•••••• S••••••••• I•••	Mixed wealth	Apr 16, 2018	Jul 7, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• S••••••••• I•••	I••••••• A••••••• S•••••••• L••	Jul 7, 2020	Jan 1, 2025	1,639	Firm change after gap	RIA to ibd
I••••••• A••••••• S•••••••• L••	I•••••• S••••••••• I•••	Jan 22, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
117567:282589:--:2017-07-31	Jul 31, 2017	Jul 31, 2017	Canelones	Firm change

Relationships

Registered with (4)

→ I••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 31, 2017 to Jan 22, 2018factForm ADV
→ I•••••• S••••••••• I•••Registered adviserregistration: previous registration
Apr 16, 2018 to Jul 7, 2020factForm ADV
→ N•••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jul 9, 2010 to Jul 31, 2017factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5d116464-79d4-4cbc-fe52-55f6e6434f1b
First observed: Nov 14, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.