DFX Intelligence

B••• S••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

B••• S••••••••• L••

CRD 337787

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:5d11f59d-9df4-853c-f714-29a8494a1a03

Data as of Jul 24, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 24, 2025 to Jul 24, 2025
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••• F••••••• I•••	MANAGER / MEMBER / SOLE OWNER	E	yes	07/2025	Jul 24, 2025	Jul 24, 2025
L••••• N••••••• S••••	DIRECTOR (REPRESENTS MANAGER)	Na	yes	07/2025	Jul 24, 2025	Jul 24, 2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	n/a	0	0	0	0	1

Relationships

Controls (4)

← Y•••• E••••• Z•••OwnerDIRECTOR (REPRESENTS MANAGER), ownership code NA, individual
Jul 24, 2025 to presentfactForm ADV
← L••••• N••••••• S••••OwnerDIRECTOR (REPRESENTS MANAGER), ownership code NA, individual
Jul 24, 2025 to presentfactForm ADV
← B••• F••••••• I•••OwnerMANAGER / MEMBER / SOLE OWNER, ownership code E, domestic entity
Jul 24, 2025 to presentfactForm ADV
← M••••••••• H•••• B••••••OwnerCHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, PRESIDENT, ownership code NA, individual
Jul 24, 2025 to present

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5d11f59d-9df4-853c-f714-29a8494a1a03
First observed: Jul 24, 2025
Last observed: Jul 24, 2025 14 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.