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Advisor at CONTINUUM ADVISORY, LLC
EAGLE, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CONTINUUM ADVISORY, LLC | Independent wealth | Jun 4, 2021 | n/a | yes | EAGLE, ID | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jun 26, 2015 | Jul 6, 2021 | no | MERIDIAN, ID | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Jul 2, 2012 | Jul 8, 2015 | no | EAGLE, ID|EAGLE, ID | Previous registration |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | Aug 30, 2005 | Jul 2, 2012 | no | BOISE, ID|BOISE, ID|EAGLE, ID|BOISE, ID | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jan 2, 2003 | Aug 29, 2005 | no | BOISE, ID | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | CONTINUUM ADVISORY, LLC | Jul 6, 2021 | Jun 4, 2021 | -32 | Firm change after gap | Ibd to RIA |
| FIRST ALLIED ADVISORY SERVICES, INC. | SECURITIES AMERICA ADVISORS, INC. | Jul 8, 2015 | Jun 26, 2015 | -12 | Firm change | Other |
| FIRST ALLIED SECURITIES, INC. | FIRST ALLIED ADVISORY SERVICES, INC. | Jul 2, 2012 | Jul 2, 2012 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | FIRST ALLIED SECURITIES, INC. | Aug 29, 2005 | Aug 30, 2005 | 1 | Firm change | Other |