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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

COPPERTREE?, LLC

CRD 175222

WORCESTER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5d159abf-e704-83b7-c755-af9c8f98c90e

Data as of Jun 23, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 21, 2015 to Jun 23, 2021
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $212MItem 5.F on the latest filing (2021-06-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $178M
Private client RAUM: $170MderivedItem 5.D individuals plus high net worth individuals
Private client share: 80%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 731
Individual clients: 296
High net worth clients: 64
SEC number: 801-83167
CRD: 175222
Filings on the tape: 24
First filed: Mar 21, 2015
Latest filed: Jun 23, 2021
Organised: Limited Liability Company, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WAITKEVICH, ADAM, ANTHONY	MANAGING MEMBER, MANAGING PRINCIPAL, FINANCIAL ADVISOR AND CHIEF COMPLIANCE OFFICER	E	yes	03/2015	Mar 21, 2015	Jun 23, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 26, 2021	$212M	$178M	4	3	0	n/a	n/a
2019	Mar 12, 2020	$187M	$158M	4	3	0	n/a	n/a
2018	Feb 26, 2019	$157M	$134M	4	3	0	n/a	n/a
2017	Feb 10, 2018	$169M	$143M	4	3	0	n/a	n/a
2016	Feb 15, 2017	$134M	$115M	4	3	n/a	n/a	n/a
2015	Feb 6, 2016	$117M	$102M	4	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$212M	$187M	13.2%	$169M	7.8%	4	4	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CONCORD WEALTH PARTNERS	3	Dec 31, 2021	Jan 11, 2022	WORCESTER, MA	Firm absorbed	RIA to RIA	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TRIAD ADVISORS, LLC	2	Dec 2, 2015	Jun 9, 2015	WESTBOROUGH, MA	Team lift out	Other	1.8%

Relationships

Controls (1)

← WAITKEVICH, ADAM, ANTHONYOwnerMANAGING MEMBER, MANAGING PRINCIPAL, FINANCIAL ADVISOR AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 21, 2015 to presentfactForm ADV

Moved with (2)

→ CONCORD WEALTH PARTNERSRegistered adviser3 advisors, firm absorbed, same day
Dec 31, 2021 to Jan 11, 2022factForm ADV
← TRIAD ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Dec 2, 2015 to Jun 9, 2015factForm ADV

Registered with (3)

← EDWARD JOSEPH ZYWIENAdvisorregistration: previous registration
Jun 9, 2015 to Dec 31, 2021factForm ADV
← ADAM ANTHONY WAITKEVICHAdvisorregistration: previous registration
May 4, 2015 to Dec 31, 2021factForm ADV
← Joseph Porter WaitkevichAdvisorregistration: previous registration
Aug 31, 2021 to Dec 31, 2021factForm ADV

Dated events

Occurred
Mar 21, 2015
First Form ADV filing
Coppertree?, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5d159abf-e704-83b7-c755-af9c8f98c90e
First observed: Mar 21, 2015
Last observed: Jun 23, 2021 63 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COPPERTREE?, LLC

CRD 175222

WORCESTER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5d159abf-e704-83b7-c755-af9c8f98c90e

Data as of Jun 23, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:03 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WAITKEVICH, ADAM, ANTHONY

MANAGING MEMBER, MANAGING PRINCIPAL, FINANCIAL ADVISOR AND CHIEF COMPLIANCE OFFICER

yes

03/2015

Mar 21, 2015

Jun 23, 2021

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 26, 2021

$212M

$178M

n/a

2019

Mar 12, 2020

$187M

$158M

n/a

2018

Feb 26, 2019

$157M

$134M

n/a

2017

Feb 10, 2018

$169M

$143M

n/a

2016

Feb 15, 2017

$134M

$115M

n/a

2015

Feb 6, 2016

$117M

$102M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$212M

$187M

13.2%

$169M

7.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CONCORD WEALTH PARTNERS

Dec 31, 2021

Jan 11, 2022

WORCESTER, MA

Firm absorbed

RIA to RIA

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TRIAD ADVISORS, LLC

Dec 2, 2015

Jun 9, 2015

WESTBOROUGH, MA

Team lift out

Other

1.8%