This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$418MItem 5.F on the latest filing (2026-07-06); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$418M

Private client RAUM

$411MderivedItem 5.D individuals plus high net worth individuals

Private client share

98%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$139Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

6

Advisory employees

3

Offices

1Schedule D 1.F, beyond the principal office

Accounts

1,479

Individual clients

550

High net worth clients

150

SEC number

801-134536

CRD

337870

Filings on the tape

4

First filed

Nov 12, 2025

Latest filed

Jul 6, 2026

Organised

Corporation, NC

Website

mauney-pitt.com

• Occurred

  Apr 2, 2026
  Team lift-out

  2 advisors left Raymond James Financial Services Advisors, Inc (Cornelius, NC) for Mauney-Pitt Financial Management, Inc. on the same day

  Form ADVobserved 6 days ago
  2 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5d20cd0a-f61f-72ec-92af-45dcf24ec9ef

First observed

Nov 12, 2025

Last observed

Jul 6, 2026 2 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.