This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$332MItem 5.F on the latest filing (2017-02-24); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$332M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

10

Advisory employees

8

Accounts

4

Private funds

2Schedule D 7.B(1)

Private fund GAV

$332Mgross asset value as reported per fund; never fund size

SEC number

801-79390

CRD

170455

Filings on the tape

6

First filed

Mar 12, 2014

Latest filed

Feb 24, 2017

Organised

Corporation

• Occurred

  Mar 12, 2014
  First Form ADV filing

  Spq Asia Capital Limited filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5d26da6f-3003-3f09-8768-b8f1dc9294cd

First observed

Mar 12, 2014

Last observed

Feb 24, 2017 116 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.