DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner26 years in industry

ROGER RICHARD ROWE

Advisor at FOCUS PARTNERS WEALTH, LLC

ST. LOUIS, MO | COEUR D'ALENE, ID

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5d32cec6-9c07-68a2-29a3-8daa8ad427c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOCUS PARTNERS WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 6, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 6, 2000
First registration: Sep 29, 2000
Dual registered: no
IAPD individual key: 2634387

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOCUS PARTNERS WEALTH, LLC	Independent wealth	Jul 1, 2024	n/a	yes	ST. LOUIS, MO\|COEUR D'ALENE, ID	Current employment
BUCKINGHAM STRATEGIC WEALTH, LLC	Former SEC adviser	Oct 2, 2020	Nov 14, 2024	no	ST LOUIS, MO\|SAN JOSE, CA	Previous registration
FOCUS ADVISOR SOLUTIONS, LLC	Independent wealth	Dec 13, 2018	Oct 2, 2020	no	SAN JOSE, CA\|ST. LOUIS, MO	Previous registration
LWI FINANCIAL INC.	Former SEC adviser	Jan 6, 2017	Dec 13, 2018	no	SAN JOSE, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 13, 2012	Dec 27, 2016	no	CORAL GABLES, FL	Previous registration
BARCLAYS CAPITAL INC.	Former SEC adviser	Jul 25, 2011	Sep 13, 2012	no	MIAMI, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Mar 3, 2008	May 12, 2011	no	MIAMI, FL\|ST. THOMAS, VI\|SAN FRANCISCO, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 29, 2000	Jun 22, 2006	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BUCKINGHAM STRATEGIC WEALTH, LLC	FOCUS PARTNERS WEALTH, LLC	Nov 14, 2024	Jul 1, 2024	-136	Bulk transfer	RIA to RIA
FOCUS ADVISOR SOLUTIONS, LLC	BUCKINGHAM STRATEGIC WEALTH, LLC	Oct 2, 2020	Oct 2, 2020	0	Firm change	RIA to RIA
LWI FINANCIAL INC.	FOCUS ADVISOR SOLUTIONS, LLC	Dec 13, 2018	Dec 13, 2018	0	Firm change	Ibd to RIA
UBS FINANCIAL SERVICES INC.	LWI FINANCIAL INC.	Dec 27, 2016	Jan 6, 2017	10	Firm change	Other
BARCLAYS CAPITAL INC.	UBS FINANCIAL SERVICES INC.	Sep 13, 2012	Dec 13, 2012	91	Firm change	Other
UBS FINANCIAL SERVICES INC.	BARCLAYS CAPITAL INC.	May 12, 2011	Jul 25, 2011	74	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111861:143319:CA:2018-12-13	Dec 13, 2018	Dec 13, 2018	SAN JOSE, CA	Firm change

Relationships

Registered with (6)

→ FOCUS PARTNERS WEALTH, LLCRegistered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ BUCKINGHAM STRATEGIC WEALTH, LLCRegistered adviserregistration: previous registration
Oct 2, 2020 to Nov 14, 2024factForm ADV
→ FOCUS ADVISOR SOLUTIONS, LLCRegistered adviserregistration: previous registration
Dec 13, 2018 to Oct 2, 2020factForm ADV
→ LWI FINANCIAL INC.Registered adviserregistration: previous registration
Jan 6, 2017 to Dec 13, 2018factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 13, 2012 to Dec 27, 2016factForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Jul 25, 2011 to Sep 13, 2012factForm ADV

Dated events

No dated event names this entity yet.