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Advisor at WELLS FARGO ADVISORS
Charlotte, NC | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Nov 14, 2017 | n/a | yes | ST. LOUIS, MO|Charlotte, NC | Current employment |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Sep 30, 2013 | Sep 1, 2017 | no | CHARLOTTE, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 9, 2007 | Oct 2, 2013 | no | CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BB&T INVESTMENT SERVICES, INC. | WELLS FARGO ADVISORS | Sep 1, 2017 | Nov 14, 2017 | 74 | Firm change | Other |
| WELLS FARGO ADVISORS | BB&T INVESTMENT SERVICES, INC. | Oct 2, 2013 | Sep 30, 2013 | -2 | Firm change | Wirehouse to new firm |