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Advisor at WELLS FARGO ADVISORS
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 2, 2021 | n/a | yes | SAN FRANCISCO, CA|SAN FRANCISCO, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jun 28, 2017 | Jan 8, 2021 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| OCCIDENTAL ASSET MANAGEMENT, LLC | Independent wealth | Jul 15, 2015 | Jun 8, 2017 | no | BURLINGAME, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OCCIDENTAL ASSET MANAGEMENT, LLC | WELLS FARGO ADVISORS | Jun 8, 2017 | Jun 28, 2017 | 20 | Firm change | Other |