This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NOVEM GROUP

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 13, 2008earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

7derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

7

Designations

Certified Financial Planner

Exams

S66

First exam

Mar 13, 2008

First registration

May 6, 2010

Dual registered

yes, broker-dealer

Other names

ADAM MORGAN

IAPD individual key

5473273

• Occurred

  Oct 11, 2024
  Advisor changed firm

  Adam C Morgan left American Portfolios Advisors, Inc for Novem Group (registered 2018-11-14)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5d3b6e9c-7196-b73e-ecf6-1767a7c8c3a1

First observed

May 6, 2010

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.