DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Glenn Christian Smith

Advisor at CHARLES SCHWAB & CO., INC.

Vero Beach, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5d42455c-e4b2-322c-7be3-f3752ae602ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 13, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 23, 2009
First registration: Mar 13, 2009
Dual registered: yes, broker-dealer
Other names: GLEN CHRISTIAN SMITH|GC Smith
IAPD individual key: 5622617

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 18, 2023	n/a	yes	Vero Beach, FL	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Jul 8, 2021	Dec 13, 2022	no	West Palm Beach, FL\|West Palm Beach, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 6, 2021	no	Naples, FL\|PURCHASE, NY\|PURCHASE, NY\|Houston, TX\|DALLAS, TX\|Houston, TX\|West Palm Beach, FL\|Boca Raton, FL\|Boca Raton, FL\|Palm Beach Gardens, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 13, 2009	Jun 1, 2009	no	NAPLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	CHARLES SCHWAB & CO., INC.	Dec 13, 2022	Jan 18, 2023	36	Firm change	Ibd to ibd
MORGAN STANLEY	PRUCO SECURITIES, LLC	Jul 6, 2021	Jul 8, 2021	2	Firm change	Wirehouse to ibd
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Jan 18, 2023 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jul 8, 2021 to Dec 13, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 6, 2021factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Mar 13, 2009 to Jun 1, 2009factForm ADV

Dated events

Occurred
Dec 13, 2022
Advisor changed firm
Glenn Christian Smith left Pruco Securities, Llc for Charles Schwab & Co., Inc. (registered 2023-01-18)
Form ADVobserved 4 days ago