DFX Intelligence

J••• A••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

J••• A••••• B•••••

Advisor at C•••••• S•••••• P•••••••

IRVINE, CA | MARINA DEL REY, CA

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Search this name across graphsid dfx:ria:5d465b04-fb49-b0d6-fd1d-41b9acfc1d15

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 28, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S•••••• P•••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jul 13, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S•••••• P•••••••	Former SEC adviser	Jan 12, 2026	n/a	yes	MARINA DEL REY, CA\|IRVINE, CA	Current employment
W•••• F•••• I••••••••• L••	n/a	May 28, 2003	Sep 21, 2010	no	CULVER CITY, CA\|EL SEGUNDO, CA\|LOS ANGELES, CA\|INGLEWOOD, CA\|LOS ANGELES, CA\|INGLEWOOD, CA\|PARAMOUNT, CA\|CULVER CITY, CA\|HAWTHORNE, CA\|CULVER CITY, CA\|LOS ANGELES, CA\|INGLEWOOD, CA\|INGLEWOOD, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|CULVER CITY, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• I••••••••• L••	C•••••• S•••••• P•••••••	Sep 21, 2010	Jan 12, 2026	5,592	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••••• S•••••• P•••••••Registered adviserregistration: current employment
Jan 12, 2026 to presentfactForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
May 28, 2003 to Sep 21, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5d465b04-fb49-b0d6-fd1d-41b9acfc1d15
First observed: May 28, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.