DFX Intelligence

P••••• P••••••• I••••••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

P••••• P••••••• I••••••••• A••••••• L••

CRD 170633

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Search this name across graphsid dfx:ria:5d4b6472-999d-ce79-c7e9-1e4ad73231c3

Data as of Oct 1, 2014 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: May 16, 2014 to Oct 1, 2014
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P••••• P••••••• I••••••••• A••••••• L••

Intermediary · key crd, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Accounts: 0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• V••••••• L••	Member	E	yes	02/2013	May 16, 2014	Oct 1, 2014
B•••••• S•••• K•••	MANAGING MEMBER	C	yes	09/2011	May 16, 2014	Oct 1, 2014

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••••• P••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Relationships

Controls (2)

← B•••••• S•••• K•••OwnerMANAGING MEMBER, ownership code C, individual
May 16, 2014 to presentfactForm ADV
← B••••• V••••••• L••OwnerMEMBER, ownership code E, domestic entity
May 16, 2014 to presentfactForm ADV

Dated events

Occurred
May 16, 2014
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5d4b6472-999d-ce79-c7e9-1e4ad73231c3
First observed: May 16, 2014
Last observed: Oct 1, 2014 145 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.