DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 124122
VICTOR, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| RICHARD THOMAS BENTLEY | Certified Financial Planner | VICTOR, NY | 5 | 22 | 1 | no |
| DANIEL NORRIS JONES | Certified Financial Planner|Personal Financial Specialist | VICTOR, NY | 5 | 19 | 2 | no |
| BRIAN SCOTT ROES | Certified Financial Planner | VICTOR, NY | 5 | 23 | n/a | no |
| DEAN MATTHEW HUTCHINSON | Certified Financial Planner | VICTOR, NY | 5 | 18 | n/a | no |
| ANDREA MARIE ELLS | Certified Financial Planner|Chartered Financial Analyst | VICTOR, NY | 5 | 12 | 1 | no |
| ANDREW XIAN WONG | Certified Financial Planner | VICTOR, NY | 5 | 16 | n/a | no |
| JARED HAIMS | Certified Financial Planner | VICTOR, NY | 5 | 23 | n/a | no |
| BENJAMIN WILLIAM OWENS | Certified Financial Planner | VICTOR, NY | 4 | 14 | n/a | no |
| Matthew Ryan Kelley | Chartered Financial Analyst | VICTOR, NY | ROCHESTER, NY | 2 | 16 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ESL HOLDCO, LLC | SOLE MEMBER | E | yes | 03/2026 | Aug 19, 2026 | Aug 19, 2026 |
| JONES, DANIEL, NORRIS | MANAGING DIRECTOR | Na | yes | 03/2025 | Aug 19, 2026 | Aug 19, 2026 |
| ESL FEDERAL CREDIT UNION | Owner | E | yes | 04/2001 | Oct 30, 2019 | Dec 10, 2024 |
| ESL INVESTMENT SERVICES, LLC | SOLE MEMBER | E | yes | 10/2019 | Oct 30, 2019 | Dec 10, 2024 |
| DONAHOE, JOELLE, LAUREN | CHIEF COMPLIANCE OFFICER | Na | no | 03/2021 | Aug 19, 2026 | Aug 19, 2026 |
| BENTLEY, RICHARD, THOMAS | DIVISION MANAGER | Na | no | 10/2019 | Feb 22, 2012 | Dec 10, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ESL FEDERAL CREDIT UNION | n/a | n/a | n/a | Y | no | n/a |
| ESL INVESTMENT SERVICES, LLC | n/a | n/a | n/a | Y | no | n/a |
| ESL TRUST SERVICES LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 6, 2026 | $1.2B | $1.2B | 19 | 13 | 0 | n/a | n/a |
| 2024 | Mar 27, 2025 | $939M | $939M | 18 | 12 | 0 | n/a | n/a |
| 2023 | Mar 25, 2024 | $853M | $853M | 14 | 9 | 0 | n/a | n/a |
| 2022 | Mar 29, 2023 | $881M | $720M | 13 | 9 | 0 | n/a | n/a |
| 2021 | Mar 25, 2022 | $1.0B | $823M | 14 | 8 | 0 | n/a | n/a |
| 2020 | Mar 25, 2021 | $678M | $678M | 14 | 8 | 0 | n/a | n/a |
| 2019 | Mar 24, 2020 | $583M | $583M | 12 | 8 | 0 | n/a | n/a |
| 2018 | Feb 26, 2019 | $486M | $486M | 12 | 8 | 0 | n/a | n/a |
| 2017 | Mar 21, 2018 | $446M | $446M | 11 | 7 | 0 | n/a | n/a |
| 2016 | Feb 23, 2017 | $448M | $335M | 10 | 8 | n/a | n/a | n/a |
| 2015 | Mar 8, 2016 | $410M | $309M | 10 | 8 | n/a | n/a | n/a |
| 2014 | Mar 2, 2015 | $415M | $320M | 11 | 9 | n/a | n/a | n/a |
| 2013 | Mar 14, 2014 | $391M | $303M | 10 | 7 | n/a | n/a | n/a |
| 2012 | Jan 25, 2013 | $331M | $266M | 8 | 7 | n/a | n/a | n/a |
| 2011 | Feb 22, 2012 | $292M | $238M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.2B | $939M | 25.8% | $881M | 10.3% | 19 | 18 | 0 | 0 |