This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CHARLES SCHWAB & CO., INC.

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

5

Current registrations

1

Registered states

1

Exams

S66

First exam

Mar 1, 2014

First registration

Mar 4, 2014

Dual registered

yes, broker-dealer

IAPD individual key

6281003

• Occurred

  Aug 11, 2025
  Advisor changed firm

  Christopher Pace left Wells Fargo Advisors for Charles Schwab & Co., Inc. (registered 2025-08-13)

  Form ADVobserved 3 days ago
• Occurred

  Jun 6, 2022
  Advisor changed firm

  Christopher Pace left Citigroup Global Markets Inc. for Wells Fargo Advisors (registered 2024-02-15)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5d5ba7c3-c548-2bbc-723e-114c16b9dda5

First observed

Mar 4, 2014

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.