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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Frank Garcia

Advisor at INSIGHT SECURITIES, INC.

El Paso, TX | Miami, FL

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Search this name across graphsid dfx:ria:5d6f0837-91e9-90bb-5e81-a337c788f31b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INSIGHT SECURITIES, INC.
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 15, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Aug 15, 1998
First registration: Mar 8, 2004
Dual registered: yes, broker-dealer
Other names: Frank Garcia|FRANCISCO P (III) GARCIA|FRANCISCO PEDRO GARCIA|FRANK GARCIA
IAPD individual key: 2411924

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INSIGHT SECURITIES, INC.	Mixed wealth	Feb 12, 2020	n/a	yes	El Paso, TX\|Miami, FL	Current employment
INSIGHT SECURITIES, INC.	Mixed wealth	May 13, 2013	Feb 2, 2015	no	Miami, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Apr 28, 2008	Mar 19, 2012	no	WESTON, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 5, 2008	Apr 8, 2008	no	MIAMI, FL	Previous registration
UBS INTERNATIONAL INC.	n/a	Mar 8, 2004	Apr 14, 2004	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	INSIGHT SECURITIES, INC.	Mar 19, 2012	May 13, 2013	420	Firm change after gap	Other
WELLS FARGO ADVISORS	RAYMOND JAMES & ASSOCIATES, INC.	Apr 8, 2008	Apr 28, 2008	20	Firm change	Wirehouse to ibd
UBS INTERNATIONAL INC.	WELLS FARGO ADVISORS	Apr 14, 2004	Mar 5, 2008	1,421	Firm change after gap	Other

Relationships

Registered with (4)

→ INSIGHT SECURITIES, INC.Registered adviserregistration: previous registration
May 13, 2013 to Feb 2, 2015factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Apr 28, 2008 to Mar 19, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 5, 2008 to Apr 8, 2008factForm ADV
→ UBS INTERNATIONAL INC.Registered adviserregistration: previous registration
Mar 8, 2004 to Apr 14, 2004factForm ADV

Dated events

No dated event names this entity yet.