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RIA / WealthAdvisor12 years in industry

ADAM GREGORY SCHMIDT

Advisor at STRATEGIC WEALTH PARTNERS LLC

FRANKLIN, TN | Fort Thomas, KY

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Search this name across graphsid dfx:ria:5d8d6665-d67f-12f9-6627-bd2e1eb95d42

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 4, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC WEALTH PARTNERS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Jul 25, 2014
First registration: Jan 4, 2016
Dual registered: no
Other names: ADAM GREGORY SCHMIDT|Adam G Schmidt
IAPD individual key: 6138947

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC WEALTH PARTNERS LLC	Independent wealth	Oct 6, 2025	n/a	yes	Fort Thomas, KY\|FRANKLIN, TN	Current employment
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Aug 30, 2023	Sep 24, 2025	no	Fort Thomas, KY\|PHOENIX, AZ	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 18, 2018	Apr 28, 2023	no	CINCINNATI, OH	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 4, 2016	Jun 27, 2017	no	COVINGTON, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOUNDATIONS INVESTMENT ADVISORS LLC	STRATEGIC WEALTH PARTNERS LLC	Sep 24, 2025	Oct 6, 2025	12	Firm change	RIA to RIA
UBS FINANCIAL SERVICES INC.	FOUNDATIONS INVESTMENT ADVISORS LLC	Apr 28, 2023	Aug 30, 2023	124	Firm change	Wirehouse to RIA
STRATEGIC ADVISERS LLC	UBS FINANCIAL SERVICES INC.	Jun 27, 2017	Sep 18, 2018	448	Firm change after gap	Ibd to wirehouse

Relationships

Registered with (4)

→ STRATEGIC WEALTH PARTNERS LLCRegistered adviserregistration: current employment
Oct 6, 2025 to presentfactForm ADV
→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Aug 30, 2023 to Sep 24, 2025factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 18, 2018 to Apr 28, 2023factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jan 4, 2016 to Jun 27, 2017factForm ADV

Dated events

Occurred
Sep 24, 2025
Advisor changed firm
Adam Gregory Schmidt left Foundations Investment Advisors Llc for Strategic Wealth Partners Llc (registered 2025-10-06)
Form ADVobserved 5 days ago
Occurred
Apr 28, 2023
Advisor changed firm
Adam Gregory Schmidt left Ubs Financial Services Inc. for Foundations Investment Advisors Llc (registered 2023-08-30)
Form ADVobserved 5 days ago