This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$40.0MItem 5.F on the latest filing (2015-12-02); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$40.0M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

2

Advisory employees

2

Accounts

15

SEC number

801-82169

CRD

175493

Filings on the tape

13

First filed

Mar 20, 2015

Latest filed

Dec 2, 2015

Organised

Limited Liability Company, California

• Occurred

  Nov 10, 2015
  Succession filed (Item 4)

  Casico Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)

  Form ADVobserved 4 days ago
• Occurred

  Mar 20, 2015
  First Form ADV filing

  Casico Asset Management, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5d9a622c-674d-77dc-899e-293d418b84e2

First observed

Mar 20, 2015

Last observed

Dec 2, 2015 131 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.