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Advisor at CETERA INVESTMENT ADVISERS LLC
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | May 7, 2026 | n/a | yes | SAN DIEGO, CA | Current employment |
| AXOS INVEST, INC | Independent wealth | Aug 4, 2025 | Apr 14, 2026 | no | San Diego, CA|LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AXOS INVEST, INC | CETERA INVESTMENT ADVISERS LLC | Apr 14, 2026 | May 7, 2026 | 23 | Firm change | RIA to ibd |