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Advisor at LPL FINANCIAL LLC
Louisville, KY | FORT MILL, SC | LOUISVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 6, 2024 | n/a | yes | Louisville, KY|FORT MILL, SC|LOUISVILLE, KY | Current employment |
| Spc | Bd affiliated wealth | May 6, 2016 | Sep 6, 2024 | no | Louisville, KY | Previous registration |
| MONEY CONCEPTS ADVISORY SERVICE | Bd affiliated wealth | Oct 12, 2006 | May 6, 2016 | no | PALM BEACH GARDENS, FL|LOUISVILLE, KY|PALM BEACH GARDENS, FL|LOUISVILLE, KY|LOUISVILLE, KY|LOUISVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Spc | LPL FINANCIAL LLC | Sep 6, 2024 | Sep 6, 2024 | 0 | Firm change | Ibd to ibd |
| MONEY CONCEPTS ADVISORY SERVICE | Spc | May 6, 2016 | May 6, 2016 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110692:6413:KY:2024-09-06 | Sep 6, 2024 | Sep 6, 2024 | LOUISVILLE, KY | Firm change |