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Advisor at CETERA INVESTMENT ADVISERS LLC
Wappingers Falls, NY | Bethel, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 25, 2026 | n/a | yes | Bethel, CT|Wappingers Falls, NY | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Apr 14, 2022 | Aug 31, 2026 | no | Bethel, CT|NORWALK, CT|Wappingers Falls, NY | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 28, 2021 | Oct 12, 2021 | no | CROTON ON HUDSON, NY|WHITE PLAINS, NY|WAPPINGERS FALLS, NY|PURCHASE, NY|KINGSTON, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | CETERA INVESTMENT ADVISERS LLC | Aug 31, 2026 | Aug 25, 2026 | -6 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | MML INVESTORS SERVICES, LLC | Oct 12, 2021 | Apr 14, 2022 | 184 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:105644:NY:2026-08-19 | Aug 31, 2026 | Aug 25, 2026 | WAPPINGERS FALLS, NY | Firm change |