DFX Intelligence

M••• A•••••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

M••• A•••••• B••••••••

Advisor at C••••••••• F•••••••• N••••••

Harrisonburg, VA

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Search this name across graphsid dfx:ria:5db7a539-6e28-2989-04e9-333839869b79

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 5, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 2, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Sep 14, 2018	n/a	yes	Harrisonburg, VA	Current employment
S•••••• W••••• P•••••••• L••	Bd affiliated wealth	Jan 23, 2018	Sep 14, 2018	no	Harrisonburg, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• W••••• P•••••••• L••	C••••••••• F•••••••• N••••••	Sep 14, 2018	Sep 14, 2018	0	Firm change	RIA to ibd
L•• F•••••••• L••	S•••••• W••••• P•••••••• L••	Jan 22, 2018	Jan 23, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
153184:8032:VA:2018-09-14	Sep 14, 2018	Sep 14, 2018	HARRISONBURG, VA	Firm change

Relationships

Registered with (3)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Sep 14, 2018 to presentfactForm ADV
→ S•••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Jan 23, 2018 to Sep 14, 2018factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 5, 2011 to Jan 22, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5db7a539-6e28-2989-04e9-333839869b79
First observed: Oct 5, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.