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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

AEQUITAS WEALTH MANAGEMENT, LLC

CRD 135893

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5dc36baf-68db-941c-4219-39fc42e47a07

Data as of Jun 26, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2012 to Jun 26, 2020
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $263MItem 5.F on the latest filing (2020-06-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $263M
Private client RAUM: $261MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 619
Individual clients: 171
High net worth clients: 71
Custody, client assets: $84.2M
SEC number: 801-70713
CRD: 135893
Filings on the tape: 15
First filed: Mar 9, 2012
Latest filed: Jun 26, 2020
Organised: Limited Liability Company, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALEXOPOULOS, JOSEPH, PETER	MEMBER/PRINCIPAL	D	yes	05/2005	Mar 9, 2012	Jun 26, 2020
JONES, KYLE, WILLIAM	MEMBER/PRINCIPAL	B	yes	10/2018	Mar 13, 2019	Jun 26, 2020
LEWIS, SARAH, MARIE	MEMBER/PRINCIPAL/CHIEF COMPLIANCE OFFICER	D	yes	01/2007	Mar 9, 2012	Jun 26, 2020

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 25, 2020	$263M	$263M	4	4	0	n/a	n/a
2018	Mar 13, 2019	$208M	$208M	5	5	0	n/a	n/a
2017	Mar 9, 2018	$185M	$185M	3	3	0	n/a	n/a
2016	Mar 14, 2017	$165M	$165M	3	3	n/a	n/a	n/a
2015	Mar 29, 2016	$141M	$141M	3	2	n/a	n/a	n/a
2014	Mar 20, 2015	$157M	$157M	2	2	n/a	n/a	n/a
2013	Mar 21, 2014	$122M	$122M	2	2	n/a	n/a	n/a
2012	Mar 26, 2013	$101M	$101M	2	2	n/a	n/a	n/a
2011	Mar 9, 2012	$92.2M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$263M	$208M	26.4%	$165M	16.9%	4	5	0	0

Relationships

Controls (3)

← ALEXOPOULOS, JOSEPH, PETEROwnerMEMBER/PRINCIPAL, ownership code D, individual
Mar 9, 2012 to presentfactForm ADV
← LEWIS, SARAH, MARIEOwnerMEMBER/PRINCIPAL/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 9, 2012 to presentfactForm ADV
← JONES, KYLE, WILLIAMOwnerMEMBER/PRINCIPAL, ownership code B, individual
Mar 13, 2019 to presentfactForm ADV

Registered with (2)

← KYLE WILLIAM JONESAdvisorregistration: previous registration
Oct 23, 2018 to Apr 8, 2020factForm ADV
← Marie Elizabeth ThomassonAdvisorregistration: previous registration
Aug 1, 2018 to Jan 14, 2020factForm ADV

Dated events

Occurred
Mar 13, 2019
Control person joined
William Kyle Jones (Member/Principal) appeared on Schedule A of Aequitas Wealth Management, Llc
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5dc36baf-68db-941c-4219-39fc42e47a07
First observed: Mar 9, 2012
Last observed: Jun 26, 2020 75 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AEQUITAS WEALTH MANAGEMENT, LLC

CRD 135893

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5dc36baf-68db-941c-4219-39fc42e47a07

Data as of Jun 26, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALEXOPOULOS, JOSEPH, PETER

MEMBER/PRINCIPAL

yes

05/2005

Mar 9, 2012

Jun 26, 2020

JONES, KYLE, WILLIAM

MEMBER/PRINCIPAL

yes

10/2018

Mar 13, 2019

Jun 26, 2020

LEWIS, SARAH, MARIE

MEMBER/PRINCIPAL/CHIEF COMPLIANCE OFFICER

yes

01/2007

Mar 9, 2012

Jun 26, 2020

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 25, 2020

$263M

n/a

2018

Mar 13, 2019

$208M

n/a

2017

Mar 9, 2018

$185M

n/a

2016

Mar 14, 2017

$165M

n/a

2015

Mar 29, 2016

$141M

n/a

2014

Mar 20, 2015

$157M

n/a

2013

Mar 21, 2014

$122M

n/a

2012

Mar 26, 2013

$101M

n/a

2011

Mar 9, 2012

$92.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$263M

$208M

26.4%

$165M

16.9%