DFX Intelligence

D•••••••• C••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

D•••••••• C••••••• L•

CRD 288409

BOSTON, MA

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Search this name across graphsid dfx:ria:5dc72e41-05c9-4915-f45f-e0d74e79f70c

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 7
On other graphs: 0
Observed: May 5, 2017 to Mar 31, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.4B••• Locked
Discretionary RAUM: $1.4B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D•••••••• T••• A•••• E••••••• M••••• N•••••• M••••• F•••• L•	Hedge Fund	$267M	Mar 26, 2024	25	Nov 1, 2017	reported	021-293865
D•••••••• T••• A•••• M••••• N•••••• M••••• F•••• L•	Hedge Fund	$53.8M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S••••••••• D••••• R••••••	CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER	Na	yes	03/2020	Mar 30, 2020	Mar 26, 2024
T••••••• N••••••• C••••••••	LIMITED PARTNER	E	yes	12/2016	May 5, 2017	Mar 26, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$557M	153.9%	$565M	35.7%	14	13	0	0

Relationships

Advises (3)

→ D•••••••• T••• A•••• M••••• N•••••• M••••• F•••• L•Private fundHedge Fund, IA
Nov 1, 2017 to presentfactForm ADV
→ D•••••••• T••• A•••• E••••••• M••••• N•••••• M••••• F•••• L•Private fundHedge Fund, IA
Nov 1, 2017 to presentfactForm ADV
→ D•••••••• T••• A•••• S•• M••••• F•••• L•Private fundHedge Fund, IA, no longer reported
Nov 1, 2017 to Jan 7, 2021factForm ADV

Controls (2)

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$856M
Occurred
Mar 29, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$163M
Occurred
Mar 30, 2020
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 30, 2020
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5dc72e41-05c9-4915-f45f-e0d74e79f70c
First observed: May 5, 2017
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.