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Advisor at KESTRA ADVISORY SERVICES, LLC
Wichita, KS | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Oct 14, 2016 | n/a | yes | Wichita, KS|AUSTIN, TX | Current employment |
| CAREY, THOMAS, HOOVER & BREAULT ADVISORS | Former SEC adviser | Nov 12, 2010 | Dec 31, 2016 | no | WICHITA, KS | Previous registration |
| CAREY, THOMAS, HOOVER, & BREAULT, INC. | n/a | Feb 5, 2010 | Dec 31, 2010 | no | WICHITA, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAREY, THOMAS, HOOVER & BREAULT ADVISORS | KESTRA ADVISORY SERVICES, LLC | Dec 31, 2016 | Oct 14, 2016 | -78 | Firm change after gap | Other |
| CAREY, THOMAS, HOOVER, & BREAULT, INC. | CAREY, THOMAS, HOOVER & BREAULT ADVISORS | Dec 31, 2010 | Nov 12, 2010 | -49 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 155330:283330:KS:2016-12-31 | Dec 31, 2016 | Oct 14, 2016 | WICHITA, KS | Firm change after gap |