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Advisor at LPL FINANCIAL LLC
COCKEYSVILLE, MD | BONITA SPRINGS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 12, 2010 | n/a | yes | COCKEYSVILLE, MD|BONITA SPRINGS, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Sep 11, 2003 | Apr 12, 2010 | no | TIMONIUM, MD|COLUMBIA, MD | Previous registration |
| SCARBOROUGH CAPITAL MANAGEMENT, INC. | Former SEC adviser | Mar 12, 1996 | Mar 11, 2003 | no | ANNAPOLIS, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Apr 12, 2010 | Apr 12, 2010 | 0 | Firm change | Other |
| SCARBOROUGH CAPITAL MANAGEMENT, INC. | WELLS FARGO ADVISORS | Mar 11, 2003 | Sep 11, 2003 | 184 | Firm change | Other |