DFX Intelligence

P•••••• J••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)25 years in industry

P•••••• J••• N•••••

Advisor at F•••• H•••••••• C••••••••• I•••

Midway, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5de5f60e-44a9-c574-c724-13452d2907bd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 27, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• H•••••••• C••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 9, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• H•••••••• C••••••••• I•••	Bd affiliated wealth	Dec 17, 2025	n/a	yes	Midway, UT	Current employment
T•••••• C•••••• S••••••••• I•••	n/a	Sep 16, 2003	Jan 12, 2007	no	SAN RAMON, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• C•••••• S••••••••• I•••	F•••• H•••••••• C••••••••• I•••	Jan 12, 2007	Dec 17, 2025	6,914	Firm change after gap	Other
M•• I•••••••• S•••••••• L••	T•••••• C•••••• S••••••••• I•••	Aug 18, 2003	Sep 16, 2003

Relationships

Registered with (4)

→ F•••• H•••••••• C••••••••• I•••Registered adviserregistration: current employment
Dec 17, 2025 to presentfactForm ADV
→ T•••••• C•••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 16, 2003 to Jan 12, 2007factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 10, 2003 to Aug 18, 2003factForm ADV
→ 1••• C•••••• M••••••••• C••••••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5de5f60e-44a9-c574-c724-13452d2907bd
First observed: Jun 27, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.