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Advisor at LPL FINANCIAL LLC
MOSES LAKE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 13, 2025 | n/a | yes | MOSES LAKE, WA | Current employment |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Former SEC adviser | May 31, 2017 | Aug 6, 2025 | no | Moses Lake, WA|OLYMPIA, WA|Yakima, WA|Moses Lake, WA | Previous registration |
| WADDELL & REED | Former SEC adviser | Nov 28, 2002 | Jun 1, 2017 | no | KENNEWICK, WA|MOSES LAKE, WA|YAKIMA, WA|TACOMA, WA|YAKIMA, WA|YAKIMA, WA|TACOMA, WA|YAKIMA, WA|YAKIMA, WA|SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | LPL FINANCIAL LLC | Aug 6, 2025 | Jun 13, 2025 | -54 | Firm change after gap | RIA to ibd |
| WADDELL & REED | FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Jun 1, 2017 | May 31, 2017 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151298:6413:WA:2025-08-06 | Aug 6, 2025 | Jun 13, 2025 | MOSES LAKE, WA | Firm change after gap |