This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MCBROOM & ASSOCIATES, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 31, 2000earliest registration or exam on IAPD

Years in industry

26derivedfrom the industry start date

Years at current firm

14derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S65|S63

First exam

Jul 31, 2000

First registration

Mar 29, 2006

Dual registered

no

Other names

YUKO T SUZUKI|YUKO TSUTSUMITAKE DUBOIS|YUKO ARCOTTA

IAPD individual key

3200540

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5dfafd22-1030-d6a1-af3d-29ed0ca13564

First observed

Mar 29, 2006

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.